On
Altruism, Heroism and Evolution's Gifts in the Face of Terror
The New York Times
18 September 2001
By NATALIE ANGIER
For the wordless, formless, expectant citizens of tomorrow, here are some
postcards of all that matters today:
Minutes after terrorists slam jet planes into the towers of the World
Trade Center, streams of harrowed humanity
crowd the emergency stairwells, heading
in two directions. While terrified employees scramble down, toward
exit doors and survival, hundreds of New York
firefighters, each laden with 70 to
100 pounds of lifesaving gear, charge upward, never to be seen again.
As the last of four hijacked planes advance toward an unknown but
surely populated destination, passengers huddle
together and plot resistance against their
captors, an act that may explain why the plane fails to
reach its target, crashing instead into an
empty field outside Pittsburgh.
Hearing of the tragedy whose dimensions cannot be charted or absorbed,
tens of thousands of people across the
nation storm their local hospitals and blood
banks, begging for the chance to give blood, something of themselves
to the hearts of the wounded - and the heart of us all - beating
against the void.
Altruism and heroism. If not for these twin radiant badges of our
humanity, there would be no us, and we know
it. And so, when their vile opposite threatened to
choke us into submission last Tuesday, we rallied them in
quantities so great we surprised even ourselves.
Nothing and nobody can fully explain the source of the emotional genius
that has been everywhere on display.
Politicians have cast it as evidence of the
indomitable spirit of a rock-solid America; pastors have given credit to a
more celestial source. And while biologists in no way claim to have
discovered the key to human nobility, they do have their own spin on
the subject. The altruistic impulse, they say, is
a nondenominational gift, the
birthright and defining characteristic of the human species.
As they see it, the roots of altruistic behavior far predate Homo
sapiens, and that is why it seems to flow forth so
readily once tapped. Recent studies that model
group dynamics suggest that a spirit of cooperation
will arise in nature under a wide variety
of circumstances. "There's a general trend in
evolutionary biology toward recognizing that very
often the best way to compete is to cooperate," said Dr. Barbara
Smuts, a professor of anthropology at the
University of Michigan, who has published
papers on the evolution of altruism. "And that, to me, is a source of
some solace and comfort."
Moreover, most biologists concur that the human capacity for language
and memory allows altruistic behavior - the desire
to give, and to sacrifice for
the sake of others - to flourish in measure far beyond the
cooperative spirit seen in other species.
With language, they say, people can learn of individuals they have never
met and feel compassion for their
suffering, and honor and even emulate their heroic
deeds. They can also warn one another of any selfish cheaters or
malign tricksters lurking in their midst.
"In a large crowd, we know who the good guys are, and we can talk about,
and ostracize, the bad ones," said Dr.
Craig Packer, a professor of ecology and
evolution at the University of Minnesota. "People are very concerned
about their reputation, and that, too, can inspire
us to be good." Oh,
better than good. "There's a grandness in the
human species that is so striking, and so
profoundly different from what we see in other animals," he added. "We are
an amalgamation of families working together. This is what
civilization is derived from."
At the same time, said biologists, the very conditions that encourage
heroics and selflessness can be the source of profound barbarism as
well. "Moral behavior is often a within-group
phenomenon," said Dr. David Sloan Wilson, a
professor of biology at the State University of New York at
Binghamton. "Altruism is practiced within your group, and often
turned off toward members of other groups."
The desire to understand the nature of altruism has occupied evolutionary
thinkers since Charles Darwin, who was fascinated by the apparent
existence
of altruism among social insects. In ant and bee colonies, sterile female
workers labor ceaselessly for their queen, and will even die for her
when the nest is threatened. How could such
seeming selflessness evolve, when it
is exactly those individuals that are behaving altruistically that
fail to breed and thereby pass their selfless
genes along? By a similar token, human soldiers
who go to war often are at the beginning
of their reproductive potential, and many are killed before getting
the chance to have children. Why don't the
stay-at-homes simply outbreed the do-gooders and
thus bury the altruistic impulse along with the casualties
of combat?
The question of altruism was at least partly solved when the British
evolutionary theorist William Hamilton formulated the idea of
inclusive fitness: the notion that individuals can
enhance their reproductive success
not merely by having young of their own, but by caring for their
genetic relatives as well. Among
social bees and ants, it turns out, the sister
workers are more closely related to one another than parents normally
are to their offspring;
thus it behooves the workers to care more about current
and potential sisters than to fret over
their sterile selves.
The concept of inclusive fitness explains many brave acts
observed in nature. Dr. Richard Wrangham, a
primatologist at Harvard, cites the example
of the red colobus monkey. When they are being hunted by
chimpanzees, the male monkeys are
"amazingly brave," Dr. Wrangham said. "As the biggest and
strongest members of their group, they undoubtedly could escape
quicker than the
others." Instead, the males jump to the front, confronting the
chimpanzee hunters while the mothers and offspring jump to safety.
Often, the much bigger chimpanzees pull the
colobus soldiers off by their tails and
slam them to their deaths. Their
courageousness can be explained by the fact that colobus monkeys
live in multimale, multifemale groups in
which the males are almost always related. So in
protecting the young monkeys, the adult males are defending
their kin.
Yet, as biologists are learning, there is more to cooperation and
generosity than an investment in one's
nepotistic patch of DNA. Lately, they have
accrued evidence that something like group selection encourages the
evolution of traits beneficial to a group, even when members of the
group are not related.
In computer simulation studies, Dr. Smuts and her colleagues modeled two
types of group-living agents that would behave like herbivores: one
that would selfishly consume all the food in a
given patch before moving on, and
another that would consume resources modestly rather than greedily,
thus allowing local plant food to regenerate.
Researchers had assumed that cooperators could collaborate with
genetically unrelated cooperators only if
they had the cognitive capacity to know goodness
when they saw it. But the data suggested
otherwise. "These models showed that under a wide
range of simulated environmental conditions you could get selection for
prudent, cooperative behavior," Dr. Smuts said, even in the absence
of cognition or kinship. "If you happened by
chance to get good guys together,
they remained together because they created a mutually beneficial
environment."
This sort of win-win principle, she said, could explain all sorts of
symbiotic arrangements, even among different species - like the
tendency of baboons and
impalas to associate together because they use each other's
warning calls.
Add to this basic mechanistic selection for cooperation the human capacity
to recognize and reward behaviors that strengthen the group - the
tribe, the state, the
church, the platoon - and selflessness thrives and multiplies.
So, too, does the need for group identity. Classic so-called minimal
group experiments have shown that when people are
gathered together and assigned membership in
arbitrary groups, called, say, the Greens and the Reds,
before long the members begin expressing
amity for their fellow Greens or Reds and
animosity toward those of the wrong "color."
"Ancestral life frequently consisted of intergroup conflict," Dr. Wilson
of SUNY said. "It's part of our mental
heritage."
Yet he does not see conflict as inevitable. "It's been shown pretty well
that where people place the boundary between us and them is extremely
flexible and strategic," he said. "It's possible to widen the moral
circle, and I'm optimistic enough to
believe it can be done on a worldwide scale."
Ultimately, though, scientists acknowledge that
the evolutionary framework for self-sacrificing
acts is overlaid by individual choice. And it is
there, when individual fire-fighters or office
workers or airplane passengers choose
the altruistic path that science gives way to wonder.
Dr. James J. Moore, a professor of anthropology at the University of
California at San Diego, said he had studied many species, including
many different primates. "We're the nicest species
I know," he said. "To see those guys risking their
lives, climbing over rubble on the chance of
finding one person alive, well, you wouldn't find baboons doing that." The
horrors of last week notwithstanding, he said, "the overall picture
to come out about human
nature is wonderful."
"For every 50 people making bomb threats now to mosques," he said, "there
are 500,000 people around the world behaving just the way we hoped
they
would, with empathy and expressions of grief. We are amazingly civilized."
True, death-defying acts of heroism may be the province of the few.
For the
rest of us, simple humanity will do.
|